Guidelines for Investment Services Companies – Instruction von Lecturio Online Courses

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Über den Vortrag

Der Vortrag „Guidelines for Investment Services Companies – Instruction“ von Lecturio Online Courses ist Bestandteil des Kurses „Guidelines for Investment Services Companies – Instruction“.


Quiz zum Vortrag

  1. You are not allowed to accept gifts, so you decline the gift with thanks.
  2. You accept the gift and also plan to give it to your business partner.
  3. You accept the gift on behalf of your department and share the gift with your colleagues.
  4. You file a criminal complaint against your business partner due to an attempted bribe.
  1. Financial commission transactions
  2. Issuing transactions
  3. Foreign exchange transactions
  4. Dissemination of financial analyses
  1. You ensure the best possible trading conditions for your customers.
  2. You take all sufficient measures to achieve the best possible result for your customers.
  3. You fulfil orders exclusively in the customer's domestic market.
  4. You ensure that you refer your customers preferentially to partners who offer the most lucrative loyalty programmes.
  1. The costs of the transaction
  2. The security of the investment
  3. The media presence of the traded security
  4. The duration of the company's business relationship with a particular trading centre

Dozent des Vortrages Guidelines for Investment Services Companies – Instruction

 Lecturio Online Courses

Lecturio Online Courses

Lecturio provides sustainable, simple and cost-efficient continuing education and training to companies and private customers. The e-learning catalogue consists of more than 7000 video-based courses covering over 80 topics. The focus is on compliance, leadership, project management, distribution, and medicine. Most of private customers use Lecturio in parallel to their studies and to prepare for their exams in medicine and law. Lecturio provides practical video-based online training—in German and English. Thousands of quiz questions help to measure and assess the learning success. Lecturio courses are available on all devices—and even offline with the iOS and Android app. Lecturio’s mission is to help companies and private customers to develop their full potential.


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