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Do you sometimes encounter unclear situations regarding ethics and compliance in the securities services business (WPDLU)? Join us for a hands-on module that takes an in-depth look at regulatory and ethical guidelines in the WPDLU sector. Gain in-depth knowledge on how to conduct yourself in a legally safe manner in relation to business meals, gifts, client interactions, and transactions. We also explore how you can ensure the best possible trading conditions for clients, how to effectively monitor products, and how to ensure compliance in your day-to-day business. Build your understanding of how to manage benefits and avoid conflicts to ultimately always put the client's interest first while meeting regulatory requirements.
You can find detailed information on the topic of compliance training on our offer page for companies. There you can find out how to book an individually tailored online compliance academy as a complete package for your company's employees and managers.