Money Laundering – Prevention (Executive Version)
Über den Vortrag
Der Vortrag „Money Laundering – Prevention (Executive Version)“ von Lecturio Online Courses ist Bestandteil des Kurses „Money Laundering – Prevention (Executive Version)“.
Quiz zum Vortrag
Which role do managers play in preventing money laundering? (Several answers are possible.)
- Managers train employees and define clear guidelines to recognise and prevent money laundering.
- Managers integrate reporting systems in the company that employees can use to report money laundering.
- Managers ensure that only money laundering officers are entrusted with the prevention of money laundering, because only they have the authority to take action against it.
- Managers monitor money laundering activities and ensure that they run smoothly.
What internal security measures do you need to take? (Multiple answers are possible.)
- You carry out regular risk assessments and ensure compliance with customer due diligence obligations, reporting obligations and documentation requirements.
- You create awareness of red flags among your employees.
- You generally prohibit your employees from carrying out transactions with cash in order to proactively prevent money laundering.
- You protect the privacy of your customers and only carry out identification checks in cases of suspicion.
What are typical red flags in the prevention of money laundering? (Several answers are possible.)
- Customers pay with large amounts of cash and demand the change in another form of payment, such as a credit card deposit.
- Customers buy unusually large quantities and pay with cash.
- Customers are increasingly using vouchers and coupons to pay.
- Customers pay in cash and do not require a receipt for their purchase.
- Customers pay with foreign credit cards.
An employee contacts you because she suspects money laundering. What do you do? (Several answers are possible.)
- You collate all relevant information, document the incident and review the incident together with your money laundering officers.
- If the suspicion is confirmed after an inspection, report the incident to the competent authority.
- You confront the suspected person with your facts and demand an explanation.
- You immediately report the incident to the responsible FIU.
What function do money laundering officers fulfil? (Multiple answers are possible.)
- They implement and monitor regulations within the company to prevent or recognise money laundering and terrorist financing.
- They set up a risk management system in your company.
- They distribute your company's high-quality goods.
- They uncover terrorist financing.
Dozent des Vortrages Money Laundering – Prevention (Executive Version)
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