Excursus: Individual Guidelines for Investment Services Companies (2023)
Über den Vortrag
Der Vortrag „Excursus: Individual Guidelines for Investment Services Companies (2023)“ von Lecturio Online Courses ist Bestandteil des Kurses „Responsibility and Liability (2023)“.
Quiz zum Vortrag
In which cases must you observe the individual guidelines for investment service providers? (Multiple answers are possible)
- If your firm offers investment services as its core business
- If your firm provides investment services as part of other services.
- If your company belongs to the stock exchange.
- If your company enters into derivatives.
- If you work in the finance department of your company.
You work for an investment services provider. What gifts are you allowed to accept? (Multiple answers are possible. )
- No gift
- A meal voucher worth less than 35 EUR
- Market research data about the image of your company
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Dozent des Vortrages Excursus: Individual Guidelines for Investment Services Companies (2023)
Lecturio Online Courses
Lecturio provides sustainable, simple and cost-efficient continuing education and training to companies and private customers. The e-learning catalogue consists of more than 7000 video-based courses covering over 80 topics. The focus is on compliance, leadership, project management, distribution, and medicine. Most of private customers use Lecturio in parallel to their studies and to prepare for their exams in medicine and law. Lecturio provides practical video-based online training—in German and English. Thousands of quiz questions help to measure and assess the learning success. Lecturio courses are available on all devices—and even offline with the iOS and Android app. Lecturio’s mission is to help companies and private customers to develop their full potential.
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