Ethical and Professional Standards
Über den Vortrag
Der Vortrag „Ethical and Professional Standards“ von Edu Pristine ist Bestandteil des Kurses „Archiv - Ethical and Professional Standards“. Der Vortrag ist dabei in folgende Kapitel unterteilt:
- Responsibility as CFA Institute Member
- Conflicts of Interest
- Structure of CFAI Professional Conduct Program
- The Code of Ethics
- Standards of Professional Conduct
Dozent des Vortrages Ethical and Professional Standards
Edu Pristine
Trusted by Fortune 500 Companies and 10,000 Students from 40+ countries across the globe, EduPristine is one of the leading International Training providers for Finance Certifications like FRM®, CFA®, PRM®, Business Analytics, HR Analytics, Financial Modeling, Operational Risk Modeling etc. It was founded by industry professionals who have worked in the area of investment banking and private equity in organizations such as Goldman Sachs, Crisil - A Standard & Poors Company, Standard Chartered and Accenture.EduPristine has conducted corporate training for various leading corporations and colleges like JP Morgan, Bank of America, Ernst & Young, Accenture, HSBC, IIM C, NUS Singapore etc. EduPristine has conducted more than 500,000 man-hours of quality training in finance.
http://www.edupristine.com
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Auszüge aus dem Begleitmaterial
... Distinguish between conduct that conforms to the Code and Standards and conduct that violates the Code and Standards ...
... Requirement vs. recommendation. Recommend practices and procedures designed to prevent violations ...
... A. Conduct as Members and Candidates in the ...
... A. Conduct as Members and Candidates in the CFA Program. ...
... Anil is writing a level 1 exam in US. After writing his exams he immediately contacts his friend in India to ...
... the CFA Program. Overpromise competency. Maintain ...
... The advertisement relates the superior performance of the firm to the above fact and guarantees a minimum of return for all clients. A. XY Investment firm has violated not violated any standard since CFA charter holders are smart. B. XY Investment firm has violated standard III (D): Performance presentation. C. XY Investment firm has violated standard VII (B): Reference to CFA Institute, ...
... " VII (A): Conduct as Members and Candidates in the CFA Program. CFA exam conduct. Opinions are allowed." VII(B): Reference to CFA Institute, ...
... "Who conducts?" Enquiry & when? Professional Conduct Statement (PCS). Written complaints ...
... Afterwards & Written explanation. Interview. Documents and records. "First up & investigation" ...
... C. Member rejects sanction > Designated officer issues a cautionary letter. "After thoroughly investigating the member, Beatrice Arnold decides that the best course of action is to impose disciplinary sanctions on the member. Which sequence best describes a possible outcome of this event? A. Member accepts sanction > Attends hearing before panel of CFA ...
