Fraud Prevention (EN / 2019)
About the Lecture
The lecture Fraud Prevention (EN / 2019) by Lecturio Online Courses is from the course Compliance Management Training (EN). It contains the following chapters:
- Definition of Terms
- Tasks of the Fraud Prevention Officer
- Risk Analysis
- Requirements for the Quality of Preparation
Included Quiz Questions
What's the base of the so-called "Fraud Pyramid"?
- Opportunity
- Motivation
- Incentive
- Justification
What are the components of fraud?
- Opportunity – Motivation/Incentive – Justification – Competence
- Opportunity – Motivation – Incentive – Justice
- Knowledge – Justification – Motivation – Chance
- Fraud – Allegation – Crime – Justice
Which statements about the Fraud Prevention Officer do you consider correct? * You can select more than one answer.
- The more complex the organization, the higher the risks, and the more tasks for the officer.
- He can also be the Anti-Money Laundering Officer.
- He's liable for fraud.
- The importance of the role decreases the more complex a company is structured.
Select all correct statements that could cause damage in the case of fraud. * You can select more than one answer.
- Coming under scrutiny of the Institute for Supervision of Financial Services
- Severe penalties if there are offenses
- Investors may withdraw
- Only the Fraud Prevention Officer will be held liable.
What is the purpose of a risk analysis? * You can select more than one answer.
- Identify customer risks
- Identify transaction risks
- Identify country risks
- Identification of team members who are not loyal to the company
In terms of requirements for the quality of preparation against fraud, which statements are correct? * You can select more than one answer.
- The Supervisory Board must be informed about all current events in the company.
- SPAM or an increase of e-Mail messages needs to be monitored.
- Keep all agreements in writing, rules need to be written down.
- Employee screenings are sufficient when new employees are hired.
Author of lecture Fraud Prevention (EN / 2019)
Lecturio Online Courses
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